Read Ebook: Delusion and Dream : an Interpretation in the Light of Psychoanalysis of Gradiva by Freud Sigmund Jensen Wilhelm Downey Helen M Translator

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PAGE PREFACE 5

PART I

PART II

INTRODUCTION

It might be added that while this romance has been more thoroughly analysed than any other, and that by Freud himself, it is really only one of many which in the literature of the subject have been used to show forth the mysterious ways of the unconscious. It indicates that psychoanalysis has a future in literary criticism, if not that all art and artists have, from the beginning, more or less anticipated as they now illustrate it.

The translator is thoroughly competent and has done her work with painstaking conscientiousness, and she has had the great advantage of having it revised, especially with reference to the translation of technical terms from the German, by no less an eminent expert in psychotherapy than Dr. Smith Ely Jelliffe.

G. STANLEY HALL.

GRADIVA

A POMPEIIAN FANCY

WILHELM JENSEN

GRADIVA

On a visit to one of the great antique collections of Rome, Norbert Hanold had discovered a bas-relief which was exceptionally attractive to him, so he was much pleased, after his return to Germany, to be able to get a splendid plaster-cast of it. This had now been hanging for some years on one of the walls of his work-room, all the other walls of which were lined with bookcases. Here it had the advantage of a position with the right light exposure, on a wall visited, though but briefly, by the evening sun. About one-third life-size, the bas-relief represented a complete female figure in the act of walking; she was still young, but no longer in childhood and, on the other hand, apparently not a woman, but a Roman virgin about in her twentieth year. In no way did she remind one of the numerous extant bas-reliefs of a Venus, a Diana, or other Olympian goddess, and equally little of a Psyche or nymph. In her was embodied something humanly commonplace--not in a bad sense--to a degree a sense of present time, as if the artist, instead of making a pencil sketch of her on a sheet of paper, as is done in our day, had fixed her in a clay model quickly, from life, as she passed on the street, a tall, slight figure, whose soft, wavy hair a folded kerchief almost completely bound; her rather slender face was not at all dazzling; and the desire to produce such effect was obviously equally foreign to her; in the delicately formed features was expressed a nonchalant equanimity in regard to what was occurring about her; her eye, which gazed calmly ahead, bespoke absolutely unimpaired powers of vision and thoughts quietly withdrawn. So the young woman was fascinating, not at all because of plastic beauty of form, but because she possessed something rare in antique sculpture, a realistic, simple, maidenly grace which gave the impression of imparting life to the relief. This was effected chiefly by the movement represented in the picture. With her head bent forward a little, she held slightly raised in her left hand, so that her sandalled feet became visible, her garment which fell in exceedingly voluminous folds from her throat to her ankles. The left foot had advanced, and the right, about to follow, touched the ground only lightly with the tips of the toes, while the sole and heel were raised almost vertically. This movement produced a double impression of exceptional agility and of confident composure, and the flight-like poise, combined with a firm step, lent her the peculiar grace.

As if he had heard it thus with his own ears, the idea had become firmly rooted in his mind, where another supposition had developed almost into a conviction. On his Italian journey, he had spent several weeks in Pompeii studying the ruins; and in Germany, the idea had suddenly come to him one day that the girl depicted by the relief was walking there, somewhere, on the peculiar stepping-stones which have been excavated; these had made a dry crossing possible in rainy weather, but had afforded passage for chariot-wheels. Thus he saw her putting one foot across the interstice while the other was about to follow, and as he contemplated the girl, her immediate and more remote environment rose before his imagination like an actuality. It created for him, with the aid of his knowledge of antiquity, the vista of a long street, among the houses of which were many temples and porticoes. Different kinds of business and trades, stalls, work-shops, taverns came into view; bakers had their breads on display; earthenware jugs, set into marble counters, offered everything requisite for household and kitchen; at the street corner sat a woman offering vegetables and fruit for sale from baskets; from a half-dozen large walnuts she had removed half of the shell to show the meat, fresh and sound, as a temptation for purchasers. Wherever the eye turned, it fell upon lively colours, gaily painted wall surfaces, pillars with red and yellow capitals; everything reflected the glitter and glare of the dazzling noonday sun. Farther off on a high base rose a gleaming, white statue, above which, in the distance, half veiled by the tremulous vibrations of the hot air, loomed Mount Vesuvius, not yet in its present cone shape and brown aridity, but covered to its furrowed, rocky peak with glistening verdure. In the street only a few people moved about, seeking shade wherever possible, for the scorching heat of the summer noon hour paralysed the usually bustling activities. There Gradiva walked over the stepping-stones and scared away from them a shimmering, golden-green lizard.

Thus the picture stood vividly before Norbert Hanold's eyes, but from daily contemplation of her head, another new conjecture had gradually arisen. The cut of her features seemed to him, more and more, not Roman or Latin, but Greek, so that her Hellenic ancestry gradually became for him a certainty. The ancient settlement of all southern Italy by Greeks offered sufficient ground for that, and more ideas pleasantly associated with the settlers developed. Then the young "domina" had perhaps spoken Greek in her parental home, and had grown up fostered by Greek culture. Upon closer consideration he found this also confirmed by the expression of the face, for quite decidedly wisdom and a delicate spirituality lay hidden beneath her modesty.

These conjectures or discoveries could, however, establish no real archaeological interest in the little relief, and Norbert was well aware that something else, which no doubt might be under the head of science, made him return to frequent contemplation of the likeness. For him it was a question of critical judgment as to whether the artist had reproduced Gradiva's manner of walking from life. About that he could not become absolutely certain, and his rich collection of copies of antique plastic works did not help him in this matter. The nearly vertical position of the right foot seemed exaggerated; in all experiments which he himself made, the movement left his rising foot always in a much less upright position; mathematically formulated, his stood, during the brief moment of lingering, at an angle of only forty-five degrees from the ground, and this seemed to him natural for the mechanics of walking, because it served the purpose best. Once he used the presence of a young anatomist friend as an opportunity for raising the question, but the latter was not able to deliver a definite decision, as he had made no observations in this connection. He confirmed the experience of his friend, as agreeing with his own, but could not say whether a woman's manner of walking was different from that of a man, and the question remained unanswered.

In spite of this, the discussion had not been without profit, for it suggested something that had not formerly occurred to him; namely, observation from life for the purpose of enlightenment on the matter. That forced him, to be sure, to a mode of action utterly foreign to him; women had formerly been for him only a conception in marble or bronze, and he had never given his feminine contemporaries the least consideration; but his desire for knowledge transported him into a scientific passion in which he surrendered himself to the peculiar investigation which he recognized as necessary. This was hindered by many difficulties in the human throng of the large city, and results of the research were to be hoped for only in the less frequented streets. Yet, even there, long skirts generally made the mode of walking undiscernible, for almost no one but housemaids wore short skirts and they, with the exception of a few, because of their heavy shoes could not well be considered in solving the question. In spite of this he steadfastly continued his survey in dry, as well as in wet weather; he perceived that the latter promised the quickest results, for it caused the ladies to raise their skirts. To many ladies, his searching glances directed at their feet must have inevitably been quite noticeable; sometimes a displeased expression of the lady observed showed that she considered his demeanour a mark of boldness or ill-breeding; sometimes, as he was a young man of very captivating appearance, the opposite, a bit of encouragement, was expressed by a pair of eyes. Yet one was as incomprehensible to him as the other. Gradually his perseverance resulted in the collection of a considerable number of observations, which brought to his attention many differences. Some walked slowly, some fast, some ponderously, some buoyantly. Many let their soles merely glide over the ground; not many raised them more obliquely to a smarter position. Among all, however, not a single one presented to view Gradiva's manner of walking. That filled him with satisfaction that he had not been mistaken in his archaeological judgment of the relief. On the other hand, however, his observations caused him annoyance, for he found the vertical position of the lingering foot beautiful, and regretted that it had been created by the imagination or arbitrary act of the sculptor and did not correspond to reality.

Soon after his pedestrian investigations had yielded him this knowledge, he had, one night, a dream which caused him great anguish of mind. In it he was in old Pompeii, and on the twenty-fourth of August of the year 79, which witnessed the eruption of Vesuvius. The heavens held the doomed city wrapped in a black mantle of smoke; only here and there the flaring masses of flame from the crater made distinguishable, through a rift, something steeped in blood-red light; all the inhabitants, either individually or in confused crowd, stunned out of their senses by the unusual horror, sought safety in flight; the pebbles and the rain of ashes fell down on Norbert also, but, after the strange manner of dreams, they did not hurt him, and in the same way, he smelled the deadly sulphur fumes of the air without having his breathing impeded by them. As he stood thus at the edge of the Forum near the Jupiter temple, he suddenly saw Gradiva a short distance in front of him. Until then no thought of her presence there had moved him, but now suddenly it seemed natural to him, as she was, of course, a Pompeiian girl, that she was living in her native city and, without his having any suspicion of it, was his contemporary. He recognized her at first glance; the stone model of her was splendidly striking in every detail, even to her gait; involuntarily he designated this as "lente festinans." So with buoyant composure and the calm unmindfulness of her surroundings peculiar to her, she walked across the flagstones of the Forum to the Temple of Apollo. She seemed not to notice the impending fate of the city, but to be given up to her thoughts; on that account he also forgot the frightful occurrence, for at least a few moments, and because of a feeling that the living reality would quickly disappear from him again, he tried to impress it accurately on his mind. Then, however, he became suddenly aware that if she did not quickly save herself, she must perish in the general destruction, and violent fear forced from him a cry of warning. She heard it, too, for her head turned toward him so that her face now appeared for a moment in full view, yet with an utterly uncomprehending expression; and, without paying any more attention to him, she continued in the same direction as before. At the same time, her face became paler as if it were changing to white marble; she stepped up to the portico of the Temple, and then, between the pillars, she sat down on a step and slowly laid her head upon it. Now the pebbles were falling in such masses that they condensed into a completely opaque curtain; hastening quickly after her, however, he found his way to the place where she had disappeared from his view, and there she lay, protected by the projecting roof, stretched out on the broad step, as if for sleep, but no longer breathing, apparently stifled by the sulphur fumes. From Vesuvius the red glow flared over her countenance, which, with closed eyes, was exactly like that of a beautiful statue. No fear nor distortion was apparent, but a strange equanimity, calmly submitting to the inevitable, was manifest in her features. Yet they quickly became more indistinct as the wind drove to the place the rain of ashes, which spread over them, first like a grey gauze veil, then extinguished the last glimpse of her face, and soon, like a Northern winter snowfall, buried the whole figure under a smooth cover. Outside, the pillars of the Temple of Apollo rose, now, however, only half of them, for the grey fall of ashes heaped itself likewise against them.

When Norbert Hanold awoke, he still heard the confused cries of the Pompeiians who were seeking safety, and the dully resounding boom of the surf of the turbulent sea. Then he came to his senses; the sun cast a golden gleam of light across his bed; it was an April morning and outside sounded the various noises of the city, cries of venders, and the rumbling of vehicles. Yet the dream picture still stood most distinctly in every detail before his open eyes, and some time was necessary before he could get rid of a feeling that he had really been present at the destruction on the bay of Naples, that night nearly two thousand years ago. While he was dressing, he first became gradually free from it, yet he did not succeed, even by the use of critical thought, in breaking away from the idea that Gradiva had lived in Pompeii and had been buried there in 79. Rather, the former conjecture had now become to him an established certainty, and now the second also was added. With woful feeling he now viewed in his living-room the old relief which had assumed new significance for him. It was, in a way, a tombstone by which the artist had preserved for posterity the likeness of the girl who had so early departed this life. Yet if one looked at her with enlightened understanding, the expression of her whole being left no doubt that, on that fateful night, she had actually lain down to die with just such calm as the dream had showed. An old proverb says that the darlings of the gods are taken from the earth in the full vigour of youth.

Without having yet put on a collar, in morning array, with slippers on his feet, Norbert leaned on the open window and gazed out. The spring, which had finally arrived in the north also, was without, but announced itself in the great quarry of the city only by the blue sky and the soft air, yet a foreboding of it reached the senses, and awoke in remote, sunny places a desire for leaf-green, fragrance and bird song; a breath of it came as far as this place; the market women on the street had their baskets adorned with a few, bright wild flowers, and at an open window, a canary in a cage warbled his song. Norbert felt sorry for the poor fellow for, beneath the clear tone, in spite of the joyful note, he heard the longing for freedom and the open.

Yet the thoughts of the young archaeologist dallied but briefly there, for something else had crowded into them. Not until then had he become aware that in the dream he had not noticed exactly whether the living Gradiva had really walked as the piece of sculpture represented her, and as the women of to-day, at any rate, did not walk. That was remarkable because it was the basis of his scientific interest in the relief; on the other hand, it could be explained by his excitement over the danger to her life. He tried, in vain, however, to recall her gait.

Then suddenly something like a thrill passed through him; in the first moment he could not say whence. But then he realized; down in the street, with her back toward him, a female, from figure and dress undoubtedly a young lady, was walking along with easy, elastic step. Her dress, which reached only to her ankles, she held lifted a little in her left hand, and he saw that in walking the sole of her slender foot, as it followed, rose for a moment vertically on the tips of the toes. It appeared so, but the distance and the fact that he was looking down did not admit of certainty.

Quickly Norbert Hanold was in the street without yet knowing exactly how he had come there. He had, like a boy sliding down a railing, flown like lightning down the steps, and was running down among the carriages, carts and people. The latter directed looks of wonder at him, and from several lips came laughing, half mocking exclamations. He was unaware that these referred to him; his glance was seeking the young lady and he thought that he distinguished her dress a few dozen steps ahead of him, but only the upper part; of the lower half, and of her feet, he could perceive nothing, for they were concealed by the crowd thronging on the sidewalk.

Now an old, comfortable, vegetable woman stretched her hand toward his sleeve, stopped him and said, half grinning, "Say, my dear, you probably drank a little too much last night, and are you looking for your bed here in the street? You would do better to go home and look at yourself in the mirror."

A burst of laughter from those near by proved it true that he had shown himself in garb not suited to public appearance, and brought him now to realization that he had heedlessly run from his room. That surprised him because he insisted upon conventionality of attire and, forsaking his project, he quickly returned home, apparently, however, with his mind still somewhat confused by the dream and dazed by illusion, for he had perceived that, at the laughter and exclamation, the young lady had turned her head a moment, and he thought he had seen not the face of a stranger, but that of Gradiva looking down upon him.

But that was an idea which developed more upon reflection. Norbert gave himself up for a time to this occupation, yet it was not long before the project of a spring journey assumed definite shape. This he carried out that very day, packed a light valise, and before he went south by the night express, cast at nightfall another regretful departing glance on Gradiva, who, steeped in the last rays of the sun, seemed to step out with more buoyancy than ever over the invisible stepping-stones beneath her feet. Even if the impulse for travel had originated in a nameless feeling, further reflection had, however, granted, as a matter of course, that it must serve a scientific purpose. It had occurred to him that he had neglected to inform himself with accuracy about some important archaeological questions in connection with some statues in Rome and, without stopping on the way, he made the journey of a day and a half thither.

Again, however, he was reminded of the canary that he had left behind in captivity, for he also sat here in a cage, cooped in by the faces of young bridal couples which were as rapturous as vapid, past which his glance could only occasionally stray through the window. Therefore it can be easily explained that the things passing outside before his eyes made other impressions on him than when he had seen them some years before. The olive foliage had more of a silver sheen; the solitary, towering cypresses and pines here and there were delineated with more beautiful and more distinctive outlines; the places situated on the mountain heights seemed to him more charming, as if each one, in a manner, were an individual with different expression; and Trasimene Lake seemed to him of a soft blue such as he had never noticed in any surface of water. He had a feeling that a Nature unknown to him was surrounding the railway tracks, as if he must have passed through these places before in continual twilight, or during a grey rainfall, and was now seeing them for the first time in their golden abundance of colour. A few times he surprised himself in a desire, formerly unknown to him, to alight and seek afoot the way to this or that place because it looked to him as if it might be concealing something peculiar or mysterious. Yet he did not allow himself to be misled by such unreasonable impulses, but the "diretissimo" took him directly to Rome where, already, before the entrance into the station, the ancient world with the ruins of the temple of Minerva Medica received him. When he had finally freed himself from his cage filled with "inseparables," he immediately secured accommodations in a hotel well known to him, in order to look about from there, without excessive haste, for a private house satisfactory to him.

Such a one he had not yet found in the course of the next day, but returned to his "albergo" again in the evening and went to sleep rather exhausted by the unaccustomed Italian air, the strong sun, much wandering about and the noise of the streets. Soon consciousness began to fade, but just as he was about to fall asleep he was again awakened, for his room was connected with the adjoining one by a door concealed only by a wardrobe, and into this came two guests, who had taken possession of it that morning. From the voices which sounded through the thin partition, they were a man and a woman who unmistakably belonged to that class of German spring birds of passage with whom he had yesterday journeyed hither from Florence. Their frame of mind seemed to give decidedly favourable testimony concerning the hotel cuisine, and it might be due to the good quality of a Castellin-romani wine that they exchanged ideas and feelings most distinctly and audibly in North German tongue:

"My only Augustus."

"My sweet Gretchen."

"Now again we have each other."

"Yes, at last we are alone again."

"Must we do more sight-seeing to-morrow?"

"My only Augustus, to me you are much more pleasing than Apollo Belvedere."

"And I have often thought, my sweet Gretchen, that you are much more beautiful than the Capitoline Venus."

"Is the volcano that we want to climb near here?"

"No, I think we'll have to ride a few hours more in the train to get there."

"If it should begin to belch flame just as we got to the middle, what would you do?"

"Then my only thought would be to save you, and I would take you in my arms--so."

"Don't scratch yourself on that pin!"

"I can think of nothing more beautiful than to shed my blood for you."

"My only Augustus."

"My sweet Gretchen."

With that the conversation ceased, Norbert heard another ill-defined rustling and moving of chairs, then it became quiet and he fell back into a doze which transported him to Pompeii just as Vesuvius again began its eruption. A vivid throng of fleeing people caught him, and among them he saw Apollo Belvedere lift up the Capitoline Venus, take her away and place her safely upon some object in a dark shadow; it seemed to be a carriage or cart on which she was to be carried off, for a rattling sound was soon heard from that direction. This mythological occurrence did not amaze the young archaeologist, but it struck him as remarkable that the two talked German, not Greek, to each other for, as they half regained their senses, he heard them say:

"My sweet Gretchen."

"My only Augustus."

But after that the dream picture changed completely. Absolute silence took the place of the confused sound, and instead of smoke and fire-glow, bright, hot sunlight rested on the ruins of the buried city. This likewise changed gradually, became a bed on whose white linen golden beams circled up to his eyes, and Norbert Hanold awoke in the scintillating spring morning of Rome.

Within him, also, however, something had changed; why, he could not surmise, but a strangely oppressive feeling had again taken possession of him, a feeling that he was imprisoned in a cage which this time was called Rome. As he opened the window, there screamed up from the street dozens of venders' cries far more shrill to his ear than those in his German home; he had come only from one noisy quarry to another, and a strangely uncanny horror of antique collections, of meeting there Apollo Belvedere or the Capitoline Venus, frightened him away. Thus, after brief consideration, he refrained from his intention of looking for a dwelling, hastily packed his valise again and went farther south by train. To escape the "inseparables," he did this in a third-class coach, expecting at the same time to find there an interesting and scientifically useful company of Italian folk-types, the former models of antique works of art. Yet he found nothing but the usual dirt, Monopol cigars which smelled horribly, little warped fellows beating about with arms and legs, and members of the female sex, in contrast to whom his coupled country-women seemed to his memory almost like Olympian goddesses.

Two days later Norbert Hanold occupied a rather questionable space called a "room" in "Hotel Diomed" beside the eucalyptus-guarded "ingresso" to the excavations of Pompeii. He had intended to stay in Naples for some time to study again more closely the sculptures and wall-paintings in the Museo Nazionale, but he had had an experience there similar to that in Rome. In the room for the collection of Pompeiian household furniture he found himself wrapped in a cloud of feminine, ultra-fashionable travel-costumes, which had doubtless all quickly replaced the virgin radiance of satin, silk or lace bridal finery; each one clung to the arm of a young or old companion, likewise faultlessly attired, according to men's fashion standards; and Norbert's newly gained insight into a field of knowledge formerly unknown to him had advanced so far as to permit him to recognize them at first glance; every man was Augustus, every girl was Gretchen. Only this came to light here by means of other forms of conversation tempered, moderated and modified by the ear of publicity.

"Oh, look, that was practical of them; we'll surely have to get a meat warmer like that, too."

"Yes, but for the food that my wife cooks it must be made of silver."

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