bell notificationshomepageloginedit profileclubsdmBox

Read Ebook: Culture & Ethnology by Lowie Robert Harry

More about this book

Font size:

Background color:

Text color:

Add to tbrJar First Page Next Page

Ebook has 163 lines and 40967 words, and 4 pages

Page

PREFACE This booklet is an attempt at popularization. The first four chapters are practically identical with as many lectures, delivered in 1917 as the January course offered by the Department of Anthropology of the American Museum of Natural History. The purpose of the January series, which was instituted in 1914 by Dr. P. E. Goddard and the writer, is to acquaint an audience of intelligent laymen with some of the results of modern ethnological work, the emphasis being on principles and problems, rather than on purely descriptive detail. The course, in short, occupies an intermediate position between technical discourses addressed to scientists and the more popular lectures which are designed to furnish mainly entertainment. Each year different topics have been chosen and several members of the staff have cooperated. Owing to the dearth of recent ethnological literature reflecting the position of American field-workers, and at the same time accessible to the interested outsider, I was easily persuaded to issue the 1917 lectures in the present form.

The last chapter may not seem to fit within the scope of this publication. It is obviously more technical than the rest in treatment and may appear to deal with too special a topic. My object, however, was to conclude with a concrete illustration of ethnological method, and I naturally selected a subject to which I had paid considerable attention during the last two years. It is a subject in which Morgan was able to arouse the interest of hundreds of laymen; and I can see no reason why an up-to-date exposition of the problems involved should not be able to hold their attention.

ROBERT H. LOWIE

These, then, represent the type of phenomena comprised under the caption of culture. They exist, and science, as a complete view of reality, cannot ignore them. But a question ominous for the worker who derives his bread and butter from ethnological investigation arises. All the phenomena mentioned and the rest of the same order relate to man, and they relate to man not as an animal but as an organism endowed with a higher mentality. Tylor's definition expressly speaks of 'capabilities and habits'. But there is a science that deals with capabilities and habits, to wit, psychology. Is it, then, necessary to have a distinct branch of knowledge, or can we not simply merge the cultural phenomena in those of the older science of psychology? It is this question that concerns us here. On the answer must depend our conception of culture and our attitude towards a science purporting to deal with cultural phenomena as something distinct from other data of reality.

In seeking light on this subject we must understand what sort of problems arise from the contemplation of cultural facts and attempt to connect them with the established principles of psychology. A few concrete examples will illustrate the situation.

Nor are we more fortunate when we turn to psychology for an account of how the original Chinese inventor came to conceive his epoch-making idea. This fact, of course, falls under the heading of 'imagination', and about imagination psychologists have much to tell us. But what, after all, does their interpretation amount to? We learn that imagination, as distinguished from the power of abstract thought, is the power of forming new concrete ideas. Since even the concrete individual idea is complex, being a product of association, its elements may be linked differently so as to produce new combinations. "The inventor of a new mechanism," says H?ffding, "combines given elements, the laws of whose activity he knows, into a totality and a connection which has no complete parallel in experience." The scientist tries all possible combinations among his elements of experiences, forming a succession of individual ideas, which are rejected until the one appears that adequately represents reality.

To turn from the technique of paper manufacture to a very different cultural feature in order to test the possibility of merging the observed phenomena in the principles of psychology. In several parts of the globe, and most prominently in parts of South America, the aborigines practise a custom known as the 'couvade', which forces the father of a new-born child to subject himself to a period of inactive confinement and a series of rigorously observed dietary and other regulations. Let us, for the sake of bringing out the point in high relief, ignore all historical considerations and concentrate exclusively on the subjective elements involved. Whence, then, this strange and wholly irrational association of ideas between fatherhood and a group of taboos? Now the subject of the association of ideas occupies hundreds of pages in psychological literature, yet all this, in itself valuable enough, material has no bearing on our problem, because it is again far too general. We do not doubt for a moment that the association we desire to have illuminated is due either to contiguity or to a perceived similarity of ideas, but why have we this particular association instead of the limitless multitude of associations that would be equally intelligible by the same formulae?

Let us turn from mystic numbers and decorative designs to another aspect of primitive life. The Turkish tribes of western Siberia have a form of religion based on the belief that certain individuals enjoy the hereditary privilege of acting as intermediaries between their ancestral spirits and the people at large. With the aid of his sacred drum the shaman, as such an intermediary is technically called, is able to summon the supernatural beings, cure the sick, foretell the future, separate his own soul from his body and send it to the upper realms of light or the nether regions of darkness. Now, although a particular individual inherits the shaman's office from his father, he receives no formal instruction nor does he make any active preparation for his mission. His call comes in the form of a sudden paroxysm. He is seized with a feeling of languor and a fit of violent convulsions, with abnormal yawning, and a powerful pressure on the chest, which causes him to utter inarticulate screams. He begins to shiver with cold, rolls his eyes, suddenly leaps up and madly circles about until he falls down covered with perspiration and writhing in epileptic spasms on the ground. His members are devoid of sensation, his hands grasp without discrimination red-hot iron, knives, pins; he swallows such objects without suffering the slightest injury, and again ejects them from his mouth. Finally, the prospective seer seizes a shaman's drum and assumes the shaman's office. Disobedience to the spirit's call would spell disaster, madness and death amidst the most horrible tortures.

The na?ve reaction to this narrative on the part of common sense in the familiar form of common ignorance will probably be that the European traveler who is our authority is a very gullible individual if he believed his native informant's statements. How can an individual be seized with such a spasm as that described? How is it possible for him to become devoid of sensation? Nevertheless, nothing is more certain than that the account given is substantially correct. It is simply a particular form of nervous affliction very common throughout Siberia and attested by dozens of trustworthy eyewitnesses. This Arctic hysteria, as it has been misnamed , manifests itself principally in two ways. Either the individual falls victim to an indiscriminate mania for mimicking the acts of others; or he is seized with the sort of paroxysm described for the Turkish shaman. Nothing is clearer than that in neither case is there usually conscious deception. Sometimes the imitation mania subjects the sufferer to ridicule and pain, as when an old woman in imitation of a Cossack, seized a salmon with her teeth, ran up a hill and down again, unable to prevent herself from plunging into the water, though normally she was barely able to walk. Similarly, the numerous hysterical individuals of the other type who do not become inspired shamans cannot possibly derive any benefit from their fits.

Abnormal psychology here steps in and teaches us that such trances are involuntary and not the result of fraud, that they occur in our own civilization and are accompanied with extraordinary lack of sensibility to pain, in short, psychiatry classifies the observed phenomena and tells us what we are really dealing with. It prevents a misconception alike of the shaman's activities and of the attitude of his people towards him.

If culture is a complex of socially acquired traits, it might appear that race could not possibly have any influence on culture, since by racial characteristics we understand those which are innate by virtue of ancestry. This, however, by no means follows. In order that certain traits be acquired, a certain type of organic basis is an absolute prerequisite; a chimpanzee or a bat is not able to acquire human culture through social environment. From an evolutionary point of view it appears, therefore, very plausible at first blush that within the human species, likewise, differences in organization should be correlated with the observed cultural manifestations of varying degree and complexity. There was, undoubtedly, some stage in human evolution where the organic basis for culture had not yet been acquired. Can the several races be regarded as transitional forms, each possessed of certain capabilities determining and limiting its cultural achievement? This question can be viewed in two ways. Comparative psychology may give us direct information as to qualitative and quantitative racial differences that would affect cultural activity. Or, we may infer such differences as the only possible causes for the observed cultural differences. Both modes of approach are helpful for a comprehension of the problem.

Until recent years the psychological evaluation of primitive tribes rested largely on the offhand judgments of travelers and missionaries. With the advent of more exact psychological laboratory methods, these have been, in some measure, applied by competent investigators to aboriginal populations. Unfortunately, the results hitherto secured are somewhat meager. There are technical difficulties, among them the necessity of examining fairly large numbers of individuals in order to get a good sample of the population. Worse still, laboratory methods are most effective in regard to what may be called the lower mental operations, which partake almost more of a physiological than of a strictly psychological character. Clearly enough, what we should be most desirous of knowing is how primitive compares with civilized man in logical thought and imagination. But these are precisely the things not readily tested, and here the additional technical difficulty comes in that they can hardly be examined at all without a far more intimate knowledge of the native languages than the investigator is likely to command. Nevertheless, something has been done and I will attempt to present as briefly as possible the essential results, following Thorndike's convenient summary.

Although some observers have attributed unusual acuity of sense perception to the more primitive peoples of the globe, the investigations of Rivers, Woodworth, and others in the main establish the psychic unity of mankind in this regard. For example, though the Kalmuk are renowned for their vision, only one or two of the individuals tested exceeded the European record, and while Bruner found Indians and Filipino inferior in hearing a watch tick or a click transmitted by telephone, the fairness of these tests for natives unused to such stimuli has been reasonably challenged. In their reaction-time tests, widely different groups were very similar. In the tapping test, measuring the rate at which the brain can at will discharge a series of impulses to the same muscle, marked differences were also lacking; but when accuracy as well as rapidity were examined, the Filipino seemed decidedly superior to the whites. Optical illusions were shared by all races tested, which indicates, as Woodworth points out, that simple sorts of judgments as well as sensory processes are common to the generality of mankind. Woodworth subjected his subjects to an intelligence test, demanding that blocks of different shapes be fitted into a board with holes to match the blocks. In speed the average differences between whites, Indians, Eskimo, Ainu, Filipino, and Singhalese are small and there is considerable overlapping. On the other hand, the Igorrote and Philippine Negrito, as well as a group of supposed Pygmies from the Congo, proved remarkably deficient. "This crumb," concludes our investigator, "is about all the testing psychologist has yet to offer on the question of racial differences in intelligence."

It may well be, as Thorndike suggests, that if higher functions were studied, more striking differences would be revealed. But up to date we can simply say that experimental psychological methods have revealed no far-reaching differences in the mental processes of the several races. Even the Igorrote and Negrito deficiency may be due, Woodworth suggests, to their habits of life rather than to their native endowment.

Since exact methods tell us nothing of those higher operations we are most eager to know about, it might be deemed advisable to fall back on general estimates by the most competent observers. Unfortunately, the personal equation enters here to an extent that completely nullifies the value of individual judgments. Travelers in foreign lands are likely to make quite unusual demands on the capacities of the natives with whose aid they are working, and in this way too frequently arrive at an unfair conclusion as to their mental characteristics. In a corresponding test Europeans might do little better. It is, at all events, remarkable that unbiased observers who are fairly sympathetic and remain in long contact with a primitive people usually entertain a rather favorable opinion of their powers. Thus, Prince Maximilian of Wied-Neuwied, expresses the view that, whether other varieties of mankind differ or not, the American aborigines are not inferior to the whites, and corresponding estimates have been made of other races. Still, these are merely personal opinions and we must turn to our second method for possibly more objective, if indirect, evidence on the subject. Are, then, cultural differences necessarily the result of racial differences?

In thus investigating the relations between race and civilization we may fruitfully employ the method of variation. Making the racial factor a constant, we may inquire whether culture, too, is thereby made a constant, and whether a change in racial propinquity is correlated with a proportionate change of culture. On the other hand, we may start with culture as a constant and inquire whether each form or grade of culture is the concomitant of definite racial characteristics and whether a change in culture is accompanied by a corresponding change of race.

To begin with the latter method, which may be briefly disposed of: Taking our own type of culture, as represented in western Europe and North America, we find that it is shared by at least one people of quite distinct stock, the Japanese, who have already made important contributions to the general civilization of the world in such lines as biology and scientific medicine. An obvious objection is that the Japanese are not the originators of our cultural foundation but have borrowed it ready-made , and merely added a few additional stones to the superstructure. This fact cannot, of course, be questioned, but as soon as we investigate historically the origin of our own modern civilization we find that it, too, is largely the product of numerous cultural streams, some of which may be definitely traced to distinct races or sub-races. Our immediate indebtedness to Rome and Greece has been drilled into us with such fulsomely exaggerated emphasis in our schooldays that the less said about it the better for a fair estimate of general culture history. That the Greeks were merely the continuators and inheritors of an earlier Oriental culture, must be considered an established fact. Our economic life, based as it is on the agricultural employment of certain cereals with the aid of certain domesticated animals, is derived from Asia; so is the technologically invaluable wheel. The domestication of the horse certainly originated in inner Asia; modern astronomy rests on that of the Babylonians, Hindu, and Egyptians; the invention of glass is an Egyptian contribution; spectacles come from India; paper, to mention only one other significant element of our civilization, was borrowed from China. What is right for the goose, is right for the gander; and if the Japanese deserve no credit for having appropriated our culture, we must also carefully eliminate from that culture all elements not demonstrably due to the creative genius of our race before laying claim to the residue as our distinctive product. As Thorndike, among others, has pointed out, the races have not remained in splendid isolation, but any particular one has obtained most of its civilization from without, and "of ten equally gifted races in perfect intercourse each will originate only one-tenth of what it gets." This, to be sure, represents an ideal condition, and we have no right to assume gratuitously that the peoples in contact are all equally gifted; but it is worth noting that momentous ideas may be conceived by what we are used to regard as inferior races. Thus, the Maya of Central America conceived the notion of the zero figure, which remained unknown to Europeans until they borrowed it from India; and eminent ethnologists suggest that the discovery of the iron technique is due to the Negroes.

In short, the possessors of a culture are not necessarily its originators; often they are demonstrably borrowers of specific elements of the greatest significance. The same culture may thus become the property of distinct races, as is rapidly becoming the case in modern times. Owing to the very extensive occurrence of diffusion the question what a particular people or race has originated becomes extremely complicated; while it is an established fact that important additions to human civilization have been made by diverse stocks.

It may not be out of place to point out that not only the more tangible elements of culture, but very much subtler ingredients than those hitherto mentioned are shared by distinct groups of mankind. Thus, common to ourselves and the Chinese, though strikingly lacking among the Hindu, who, nevertheless, are racially nearer to us, is a marked sense for historical perspective. Common to the ancient Romans, the modern Germans, and the modern Japanese, is the talent for rationalistic organization of administrative affairs. We cannot assume under the circumstances that the Japanese are organically nearer to the Germans than to other Asiatics. These instances seem the more valuable because here borrowing is excluded. The racial factor may in some way be involved; it is conceivable that only with a certain minimum of organic equipment could a particular cultural trait be developed or even assimilated. But obviously the same cultural traits may be coupled with different racial characteristics.

But what results from making race a constant? That no essential organic change has taken place in the human race during the historic period is universally admitted without question by biologists, physical anthropologists, and brain specialists. Accordingly, when we concentrate our attention on a definite people and follow their fortunes during historic times, we are dealing with a genuine constant from the racial point of view. It requires no very great acquaintance with history to note startling cultural diversity correlated with this stability of organic endowment.

The culture of the Mongol proper about the beginning of the thirteenth century was that of an essentially primitive people, sharing the shamanistic beliefs of their general habitat and ignorant of writing. Suddenly we find them attaining an extraordinary political importance, dominating Asia and menacing Europe, conversant successively with several forms of script, practising the art of printing, and becoming ardent exponents of Buddhism. Today they appear fallen from their high estate, devoid of political power, and with their semi-sedentary nomad life again give the impression of primitiveness, though tempered with evidences of a higher civilization. These changes are not only manifestly independent of the racial factor, but can in part be directly traced to other causes. Buddhism, of course, was derived ultimately from India. Under Jenghis Khan both Chinese characters and an alphabet derived from the Syrian, which had been spread through central Asia by Nestorian missionaries, came into use; while another system of writing was based on that of Tibet, and the art of printing was learned from the Chinese. The political predominance of the Mongols was due to a few powerful personalities; and economic factors seem to have been at least potent agents in the degenerative process of Mongol civilization. In short, we have a group of determinants that are not even remotely connected with hereditary racial traits.

Somewhat similar results appear from a consideration of Manchu history. The Manchu were originally an insignificant and rude tribe of the Tungusic family in eastern Siberia. Through contact with the Mongols they became a literary people. They subjected China in 1644, and adopted the Chinese speech and mode of thinking to such an extent that their language is no longer spoken and almost every vestige of their former lore is irretrievably lost.

An equally striking illustration is furnished by the Arabs. Here, too, we have a people of crude civilization suddenly emerging from an unimportant position in the world's affairs to blossom forth not only as a military and political, but a cultural power as well, deriving from Persia and Babylonia the impulse to philological and historical studies, from Byzantium the technique of naval warfare, the art of paper-manufacture from the Chinese, Euclid from the Syrian outposts of Greek culture, and from India the decimal notation. We find further that they were not passive assimilators, but original elaborators and active transmitters of the received elements, to whom European science is under a lasting debt of gratitude and whose art constitutes at least a highly creditable and individual achievement.

Certainly the racial factor, which is a constant, cannot account for the amazing changes in culture which we encounter in passing from one period of our era to another. If we are interested in explaining these cultural phenomena, we must cast about for some other determinants.

The influence of geographical environment on culture seems a matter not so much of logical inference as of direct observation. Taking our own continent, we know that cotton is raised in the South, that our wheat belt lies in Minnesota and the adjoining states and Canadian provinces, that the Rocky Mountain and some of the Plateau states are the seat of the mining industry while Florida and California form our tropical fruit orchards. With these obvious facts are combined correlations not so clear, perhaps, yet very convincing to the mind as yet undebauched by ethnological learning. What seems more natural than that culture in its highest forms should develop only in temperate regions, that the gloomy forests of the North be reflected in a mythology of ogres and trolls, that liberty should flourish amidst snowy mountain tops and languish in the tepid plain, or that islanders should be expert mariners?

This geographical theory of culture bears a certain resemblance to the classical associationist theory in psychology. According to that doctrine, the mind is something in the nature of a wax tablet on which the outer world produces impressions and all the higher mental activities are, in the last instance, reducible to combinations of the represented impressions or 'ideas'. Modern psychology, however, regards this system, fascinating as it appears at a first glance, as little better than an historical curiosity. The association of ideas itself is now conceived merely as a special manifestation of the synthetic nature of consciousness. In short, the tables are completely turned, and association, instead of explaining consciousness, is interpreted in terms of consciousness. The analogy with the geographical view of culture will become apparent in the course of our discussion.

To begin with the culture of our own country: The environmental features of southern California, of Nevada, and the South have not changed during the last few centuries. Yet, what do we find on considering the aboriginal cultures of these regions? Southern California and Nevada were unreclaimed desert wastes inhabited by a roving, non-agricultural population, the natural mining resources of the latter state remained untouched, no attempt was made to grow cotton in the Southern cotton area. How can such facts be interpreted on a geographical basis? Quite obviously, the reverse holds. The utilization of part of the environment, instead of being an automatic response, has for an indispensable prerequisite a certain type of culture. Granted the existence of an agricultural technique, attempts may be made to apply it even in a forbidding arid climate, where a more primitive culture would not be able to develop it. The unfavorable environment may have checked such development, and in so far forth exerted cultural influence at one stage, but it is unable to check it at another stage, where the pre?xisting culture, instead of 'remaining put', molds the environment to its own purposes.

The case I have chosen is an extreme one because I have correlated environment with extremes of culture--one of the lowest forms of aboriginal North American culture and our modern advanced scientific methods of subduing nature to our will. But if we consider only the cruder forms of civilization the same point appears with equal clearness.

Professor Kirchhoff, by no means an extreme adherent of the geographical school since he does not reduce man to a mere automaton in the face of his surroundings, nevertheless believes in a far-reaching influence of the environment and cites in particular the resemblances between inhabitants of arid territories. Unfortunately for his argument we have glaring instances in which desert-like conditions coexist with disparate modes of culture not only in similar but in identical regions of the globe.

If we pass from the southwestern United States to South Africa, a corresponding situation confronts us. The same area at one time formed the habitat of the Bushmen and the Hottentots; yet, their mode of life varies fundamentally. The Bushmen are essentially hunters and seed-collectors, while the Hottentots are an eminently pastoral people. Caves and crude windbreaks form the Bushman's original dwellings, while the Hottentots have mat-covered portable beehive-shaped huts. The Bushman's principal weapons are bow and arrow, with the Hottentot these implements are of secondary importance as compared with the spear. It is true that not only material objects but even myths and folktales are shared by both tribes, but in many instances of this sort we have clearly a case not of independent response to the same external conditions but rather the result of borrowing. Thus, some of the traits common to Hottentot and Bushman, for example, a fair number of mythic episodes, occur likewise among the Bantu Negroes inhabiting contiguous but geographically different territory. One of the most interesting traits of ancient Bushman culture is the life-like representation of animals on rocks and the walls of caves. Oddly enough, these engravings and mural paintings, which distinguish the Bushmen from their South African neighbors, have their nearest parallels in the Spanish cave-paintings of Palaeolithic Europe. The picturing of the mammoth and reindeer by these old South European artists clearly proves that they belonged to a glacial epoch, during which geographical conditions could hardly have resembled those of the Kalahari desert.

One other illustration from the same general region of the Dark Continent is suggestive. The Ovambo and Herero, neighbors though they are, differ in the essential features of their economic life. While the Ovambo depend only to a very limited extent on their herds, deriving their sustenance mainly from the cultivation of millet and other plants, the Herero are the only non-agricultural Bantu people, being predominantly pastoral.

Again, the ancient Chinese kept both sheep and goats, but the idea of utilizing wool for clothing was foreign to them. We have historical evidence for the fact that the use of wool for felt and rugs was taught to the Chinese in more recent times by the nomadic populations of central Asia. Most startling of all perhaps is the different attitude assumed in different countries towards cattle. To us nothing seems more obvious than that cattle should be kept both for meat and dairy products. This, however, is by no means a universal practice. The Zulu and other Bantu tribes of South Africa use milk extensively but hardly ever slaughter their animals except on festive occasions. On the other hand, we have the even more astonishing fact that Eastern Asiatics, such as the Chinese, Japanese, Koreans and Indo-Chinese, have an inveterate aversion to the use of milk. Though the Chinese, as Dr. Laufer points out, have raised a variety of animals from which milk could be derived and have been in constant contact with Turkish and Mongol nations whose staple food consists in dairy products, they have never acquired what seems so obvious and useful an economic practice. Accordingly, Dr. Laufer justifiably concludes that "our consumption of animal milk cannot be looked upon as a self-evident and spontaneous phenomenon, for which it has long been taken, but that it is a mere matter of educated force of habit." In other words, the use of environmental factors is not an automatic and necessary response to them but varies with the culture of the peoples concerned.

The creative impotence of environment and more particularly the subordinate part it plays as compared with purely cultural determinants of culture, such as the influence of a certain trait in a neighboring tribe or the pre?xistence of indigenous cultural features, may be instructively illustrated by several other instances.

Thus, we find that of the Northern Athabaskans of western Canada, the southern Carrier and the Chilcotin Indians share with the Shuswap Indians of Salish stock the use of semi-subterranean huts which even in winter seem like ovens. Are we to recognize in this an adaptation to the inclemencies of the climate? Hardly, when we find that this type of dwelling is used precisely by those Athabaskans living farthest south, where of course the climate is much milder, while the more northern tribes of the family get along with crude double shelters about a central fireplace. The use of the semi-subterranean lodge by the Carrier and Chilcotin is perfectly explained as a contact phenomenon. They have simply adopted the idea from their Salish neighbors: the cultural environment has proved more effective than the physical environment in determining a cultural trait. Other members of the same family furnish corresponding instances. Though many of the Northern Athabaskans have long, snowy winters, only the Loucheux, who are in contact with the Eskimo, have adopted the wooden goggles of the Eskimo, which serve as a protection against snow-blindness. Similarly, they are the only members of the stock to substitute for the widespread Canadian toboggan the Eskimo sledge with runners.

As the physical environment is overshadowed in cultural significance by a neighboring culture, so it may vanish into nothingness in the face of what we may call cultural inertia--the tendency of a pre?xisting cultural trait of indigenous growth to assert itself. A familiar example of this tendency is the exact imitation of forms of implements in quite different and often refractory material. Thus, the Central Eskimo generally make lamps and pots out of soapstone. In Southampton Island, where this material is lacking, they have not devised a new form but have at the expenditure of much ingenuity and labor cemented together slabs of limestone so as to produce the traditional shape. The same phenomenon appears in other fields. Grooved copper axes have been found in parts of the United States; their shape is patterned exactly on the stone axes characteristic of the same localities. The beginnings of the copper and bronze ages in Europe are equally suggestive in this regard. The incipient metallurgist does not automatically make the most of his material but slavishly follows his stone or bone models. His copper ornaments imitate bear's teeth or bone beads, his implements resemble the stone celts and hammers of an earlier era. As Professor Boas points out on the basis of Bogoras' descriptions, an equivalent development may be traced in the history of the Chukchee tent. This type of habitation is extremely clumsy and not at all well adapted to the roving life of the Reindeer division of the tribe, considerably hampering their progress. It represents, however, a variety of the older form of stationary house used when the Chukchee were a purely maritime people.

It might be objected that maladjustments of this sort are transitional, that just as the copper and bronze workers ultimately freed themselves from the influence of the pre?xisting stone technique so the Chukchee would finally have abandoned their inconvenient tent and developed a new and more readily transportable lodge. This sounds, of course, very plausible but misses the point of the argument. Undoubtedly, a more and more perfect adaptation to elements of the physical surroundings has repeatedly taken place. But the very fact that culture history, on its material side, implies this progressive adjustment also implies that the cultural phenomena at different periods of time differ where the same environmental stimuli persist and therefore cannot be explained by them, which is what we have been trying to prove.

To sum up: Environment cannot explain culture because the identical environment is consistent with distinct cultures; because cultural traits persist from inertia in an unfavorable environment; because they do not develop where they would be of distinct advantage to a people; and because they may even disappear where one would least expect it on geographical principles.

Shall we then cavalierly banish geography from cultural considerations? This would be manifestly going beyond the mark. Geographical phenomena can no more be discarded than can psychological phenomena. They represent in the first place a limiting condition. As cultures cannot contravene psychological principles so they cannot, except in a limited measure, override geographical factors. To use some drastically clear if somewhat hackneyed examples, the Eskimo do not eat coconuts nor do the Oceanians build snow-houses; where the horse does not occur it cannot be domesticated; in the Hopi country where watercourses are lacking navigation naturally did not develop. As Jochelson points out, the Koryak of northeastern Siberia cannot cultivate cereals because of the low temperature and they cannot succeed as cattle-breeders because of the poor quality of the grasses. This minimum recognition of environment as a purely negative factor, however, does not do full justice to it. Take the bison out of the Plains Indian's life and his cultural atmosphere certainly changes. Nevertheless, we have seen that the presence of the bison by no means fully determined the cultural employment possible. Instead of hunting it as the Solutrean Europeans did the wild horse, the Indian might have domesticated it as his namesake by misnomer in Asia domesticated the buffalo. The environment, then, enters into culture, not as a formative but rather as an inert element ready to be selected from and molded. It is, of course, a matter of biological necessity for a people to establish some sort of adaptation to surrounding conditions, but such adaptation is no more spontaneously generated by the environment than are strictly biological adaptations. There are alternatives to adaptation--migration and destruction.

It is true, as Dr. Wissler has forcibly pointed out, that when some kind of adjustment has once been established it will tend to persist in the region of its origin. This, however, illustrates not so much the active influence of environment as rather the tremendous force of cultural inertia which tends to perpetuate an old muddling-along adjustment, however imperfect, provided only it has bare survival value.

The extraneous determinants of culture summed up under the heading of 'diffusion' or 'contact of peoples' have been repeatedly referred to in the preceding pages. A somewhat detailed examination seems desirable, for it is difficult to exaggerate their importance.

"Civilization," says Tylor, "is a plant much oftener propagated than developed;" and the latest ethnographic memoir that comes to hand voices the same sentiment: "It is and has always been much easier to borrow an idea from one's neighbors than to originate a new idea; and transmission of cultural elements, which in all ages has taken place in a great many different ways, is and has been one of the greatest promoters of cultural development."

A stock illustration of cultural assimilation is that of the Japanese, who in the nineteenth century adopted our scientific and technological civilization ready-made, just as at an earlier period they had acquired wholesale the culture of China. It is essential to note that it is not always the people of lower culture who remain passive recipients in the process of diffusion. This is strikingly shown by the spread of Indian corn. The white colonist "did not simply borrow the maize seed and then in conformity with his already established agricultural methods, or on original lines, develop a maize culture of his own," but "took over the entire material complex of maize culture" as found among the aborigines. The history of Indian corn also illustrates the remarkable rapidity with which cultural possessions may travel over the globe. Unknown in the Old World prior to the discovery of America, it is mentioned as known in Europe in 1539 and had reached China between 1540 and 1570.

The question naturally arises here, whether this process of diffusion, which in modern times is a matter of direct observation, could have been of importance during the earlier periods of human history when means of communication were of a more primitive order. So far as this point is concerned, we must always remember that methods of transportation progressed very slightly from the invention of the wheeled cart until the most recent times. As Montelius suggests, the periods of 1700 B. C. and 1700 A. D. differed far less in this regard than might be supposed on superficial consideration. Yet we know the imperfection of facilities for travel did not prevent dissemination of culture in historic times.

The great Swedish archaeologist has, indeed, given us a most fascinating picture of the commercial relations of northern Europe in earlier periods and their effect on cultural development. We learn with astonishment that in the ninth and tenth centuries of our era, trade was carried on with great intensity between the North of Europe and the Mohammedan culture sphere since tens of thousands of Arabic coins have been found on Swedish soil. But intercourse with remote countries dates back to a far greater antiquity. One of the most powerful stimuli of commercial relations between northern and southern Europe was the desire of the more southern populations to secure amber, a material confined to the Baltic region and occurring more particularly about Jutland and the mouth of the Vistula. Amber beads have been found not only in Swiss pile-dwellings but also in Mycenaean graves of the second millennium B. C. Innumerable finds of amber work in Italy and other parts of southern Europe prove the importance attached to this article, which was exchanged for copper and bronze. The composition of Scandinavian bronzes indicates that their material was imported not from England but from the faraway regions of central Europe. That bronze was not of indigenous manufacture is certain because tin does not occur in Sweden at all while the copper deposits of northern Scandinavia remained untouched until about 1500 years after the end of the Bronze Age. Considering the high development of the bronze technique in Scandinavia and the fact that every pound of bronze had to be imported from without, it would be difficult to exaggerate the extent of contact with the southern populations. But intercourse was not limited to the South. For example, Swedish weapons and implements have been discovered in Finland. Again, crescent-shaped gold ornaments of Irish provenance have been found in Denmark, while a Swedish rock-painting represents with painstaking exactness a type of bronze shield common at a certain prehistoric period of England.

Montelius shows that historical connections of the type so amply attested for the Bronze Age also obtained in the preceding Neolithic era. Swedish hammers of stone dating back to the third pre-Christian millennium and flint daggers have been found in Finland, and earthenware characteristic of Neolithic Scandinavia also turns up on the Baltic coast of Russia. Stone burial cists with a peculiar oval opening at one end occur in a limited section of southwestern Sweden and likewise in England. Since such monuments have been discovered neither in other parts of Sweden nor in Jutland or the Danish islands, they point to a direct intercourse between Britain and western Sweden at about 2,000 B. C. A still older form of burial unites Scandinavia with other parts of the continent. Chambers built up of large stones set up edgewise and reaching from the floor to the roof, the more recent ones with and the older without a long covered passage, are highly characteristic of Sweden, Denmark, the British Isles, and the coasts of Europe from the Vistula embouchure to the coasts of France and Portugal, of Italy, Greece, the Crimea, North Africa, Syria, and India. Specific resemblances convince the most competent judges that some, at least, of these widely diffused 'dolmens' are historically connected with their Swedish equivalents, and since the oldest of these Northern chambers go back 3,000 years before our era, we thus have evidence of cultural diffusion dating back approximately five millennia.

It is highly interesting to trace under Montelius' guidance the development of culture as it seems to have actually taken place in southern Sweden. Beginning with the earliest periods, we find the coastal regions inhabited by a population of fishermen and hunters. At a subsequent stage coarse pottery appears with articles of bone and antler, and there is evidence that the dog has become domesticated. In the later Neolithic era perfectly polished stone hammers and exquisitely chipped flint implements occur, together with indications that cattle, horses, sheep and pigs are domesticated and that the cultivation of the soil has begun. Roughly speaking, we may assume that the culture of Scandinavia at the end of the Stone Age resembled in advancement that of the agricultural North American and Polynesian tribes as found by the first European explorers. We may assume a long period of essentially indigenous cultural growth followed towards its close by intimate relations with alien populations. Nevertheless, it was the more extensive contact of the Bronze period that rapidly raised the ancestral Swedes to a cultural position high above a primitive level, with accentuation of agriculture, the use of woolen clothing, and a knowledge of metallurgy. It was again foreign influence that later brought the knowledge of iron and in the third century of our era transformed the Scandinavians into a literary people, flooded their country with art products of the highest then existing Roman civilization, and ultimately introduced Christianity.

The case of Scandinavian culture is fairly typical. We have first a long-continued course of leisurely and relatively undisturbed development, which is superseded by a tremendously rapid assimilation of cultural elements from without. Through contact with tribes possessing a higher civilization the ancient Scandinavians came to participate in its benefits and even to excel in special departments of it, such as bronze work, which from lack of material, they would have been physically incapable of developing unaided. Diffusion was the determinant of Scandinavian cultural progress from savagery to civilization.

It is obvious that this insistence on contact of peoples as a condition of cultural evolution does not solve the ultimate problem of the origin of culture. The question naturally obtrudes itself: If the Scandinavians obtained their civilization from the Southeast, how did the Oriental cultures themselves originate? Nevertheless, when we examine these higher civilizations of the Old World, we are again met with indubitable evidence that one of the conditions of development is the contact of peoples and the consequent diffusion of cultural elements. This appears clearly from a consideration of the ancient civilizations of Egypt, Babylonia, and China.

We now have abundant evidence for a later Stone Age in Egypt with an exceptionally high development of the art of chipping, as well as specimens of pottery and other indications of a sedentary mode of life. About 5,000 B. C. this undisturbed evolution began to suffer from a series of migrations of West Asiatic tribes, bringing in their wake a number of cultivated plants and domesticated animals, as well as various other features which possibly included the art of smelting copper, while the ceramic ware of the earlier period agrees so largely with that of Elam in what is now southern Persia that a cultural connection seems definitely established.

The Chinese have generally been represented as developing in complete isolation from other peoples. This traditional conception, however, breaks down with more intimate knowledge. Dr. Laufer has demonstrated that Chinese civilization, too, is a complex structure due to the conflux of distinct cultural streams. As an originally inland people inhabiting the middle and lower course of the Yellow River, they gradually reached the coast and acquired the art of navigation through contact with Indo-Chinese seafarers. Acquaintance with the northern nomads of Turkish and Tungus stock led to the use of the horse, donkey and camel, as well as the practice of felt and rug weaving, possibly even to the adoption of furniture and the iron technique. Most important of all, it appears that essentials of agriculture, cattle-raising, metallurgy and pottery, as well as less tangible features of civilization are common to ancient China and Babylonia, which forces us to the conclusion that both the Chinese and Babylonian cultures are ramifications from a common Asiatic sub-stratum. It would be idle to speculate as to the relative contributions of each center to this ancient cultural stock. The essential point is that the most ancient Asiatic civilizations of which we have any evidence already indicate close contact of peoples and the dispersal of cultural elements.

Add to tbrJar First Page Next Page

 

Back to top