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BIBLIOGRAPHY
THE PRINCIPLES OF AESTHETICS
INTRODUCTION: PURPOSE AND METHOD
Although some feeling for beauty is perhaps universal among men, the same cannot be said of the understanding of beauty. The average man, who may exercise considerable taste in personal adornment, in the decoration of the home, or in the choice of poetry and painting, is at a loss when called upon to tell what art is or to explain why he calls one thing "beautiful" and another "ugly." Even the artist and the connoisseur, skilled to produce or accurate in judgment, are often wanting in clear and consistent ideas about their own works or appreciations. Here, as elsewhere, we meet the contrast between feeling and doing, on the one hand, and knowing, on the other. Just as practical men are frequently unable to describe or justify their most successful methods or undertakings, just as many people who astonish us with their fineness and freedom in the art of living are strangely wanting in clear thoughts about themselves and the life which they lead so admirably, so in the world of beauty, the men who do and appreciate are not always the ones who understand.
Very often, moreover, the artist and the art lover justify their inability to understand beauty on the ground that beauty is too subtle a thing for thought. How, they say, can one hope to distill into clear and stable ideas such a vaporous and fleeting matter as Aesthetic feeling? Such men are not only unable to think about beauty, but skeptical as to the possibility of doing so,--contented mystics, deeply feeling, but dumb.
However, there have always been artists and connoisseurs who have striven to reflect upon their appreciations and acts, unhappy until they have understood and justified what they were doing; and one meets with numerous art-loving people whose intellectual curiosity is rather quickened than put to sleep by just that element of elusiveness in beauty upon which the mystics dwell. Long acquaintance with any class of objects leads naturally to the formation of some definition or general idea of them, and the repeated performance of the same type of act impels to the search for a principle that can be communicated to other people in justification of what one is doing and in defense of the value which one attaches to it. Thoughtful people cannot long avoid trying to formulate the relation of their interest in beauty, which absorbs so much energy and devotion, to other human interests, to fix its place in the scheme of life. It would be surprising, therefore, if there had been no Shelleys or Sidneys to define the relation between poetry and science, or Tolstoys to speculate on the nature of all art; and we should wonder if we did not everywhere hear intelligent people discussing the relation of utility and goodness to beauty, or asking what makes a poem or a picture great.
Now the science of aesthetics is an attempt to do in a systematic way what thoughtful art lovers have thus always been doing haphazardly. It is an effort to obtain a clear general idea of beautiful objects, our judgments upon them, and the motives underlying the acts which create them,--to raise the aesthetic life, otherwise a matter of instinct and feeling, to the level of intelligence, of understanding. To understand art means to find an idea or definition which applies to it and to no other activity, and at the same time to determine its relation to other elements of human nature; and our understanding will be complete if our idea includes all the distinguishing characteristics of art, not simply enumerated, but exhibited in their achieved relations.
How shall we proceed in seeking such an idea of art? We must follow a twofold method: first, the ordinary scientific method of observation, analysis, and experiment; and second, another and very different method, which people of the present day often profess to avoid, but which is equally necessary, as I shall try to show, and actually employed by those who reject it. In following the first method we treat beautiful things as objects given to us for study, much as plants and animals are given to the biologist. Just as the biologist watches the behavior of his specimens, analyzes them into their various parts and functions, and controls his studies through carefully devised experiments, arriving at last at a clear notion of what a plant or an animal is--at a definition of life; so the student of aesthetics observes works of art and other well-recognized beautiful things, analyzes their elements and the forms of connection of these, arranges experiments to facilitate and guard his observations from error and, as a result, reaches the general idea for which he is looking,--the idea of beauty.
A vast material presents itself for study of this kind: the artistic attempts of children and primitive men; the well-developed art of civilized nations, past and present, as creative process and as completed work; and finally, the everyday aesthetic appreciations of nature and human life, both by ourselves and by the people whom we seek out for study. Each kind of material has its special value. The first has the advantage of the perspicuity which comes from simplicity, similar for our purposes to the value of the rudimentary forms of life for the biologist. But this advantage of early art may be overestimated; for the nature of beauty is better revealed in its maturer manifestations, even as the purposes of an individual are more fully, if not more clearly, embodied in maturity than in youth or childhood.
Yet a purely objective method will not suffice to give us an adequate idea of beauty. For beautiful things are created by men, not passively discovered, and are made, like other things which men make, in order to realize a purpose. Just as a saw is a good saw only when it fulfills the purpose of cutting wood, so works of art are beautiful only because they embody a certain purpose. The beautiful things which we study by the objective method are selected by us from among countless other objects and called beautiful because they have a value for us, without a feeling for which we should not know them to be beautiful at all. They are not, like sun and moon, independent of mind and will and capable of being understood in complete isolation from man. No world of beauty exists apart from a purpose that finds realization there. We are, to be sure, not always aware of the existence of this purpose when we enjoy a picture or a poem or a bit of landscape; yet it is present none the less. The child is equally unaware of the purpose of the food which pleases him, yet the purpose is the ground of his pleasure; and we can understand his hunger only through a knowledge of it.
The dependence of beauty upon a relation to purpose is clear from the fact that in our feelings and judgments about art we not only change and disagree, but correct ourselves and each other. The history of taste, both in the individual and the race, is not a mere process, but a progress, an evolution. "We were wrong in calling that poem beautiful," we say; "you are mistaken in thinking that picture a good one"; "the eighteenth century held a false view of the nature of poetry"; "the English Pre-Raphaelites confused the functions of poetry and painting"; "to-day we understand what the truly pictorial is better than Giotto did"; and so on. Now nothing can be of worth to us, one thing cannot be better than another, nor can we be mistaken as to its value except with reference to some purpose which it fulfills or does not fulfill. There is no growth or evolution apart from a purpose in terms of which we can read the direction of change as forward rather than backward.
Now, unless we have thought much about the matter or are gifted with unusual native taste, we shall find that our aesthetic intentions are confused, contradictory, and entangled with other purposes. To become aware of this is the first step towards enlightenment. We must try to distinguish what we want of art from what we want of other things, such as science or morality; for something unique we must desire from anything of permanent value in our life. In the next place we should come to see that we cannot want incompatible things; that, for example, we cannot want art to hold the mirror up to life and, at the same time, to represent life as conforming to our private prejudices; or want a picture to have expressive and harmonious colors and look exactly like a real landscape; or long for a poetry that would be music or a sculpture that would be pictorial. Finally, we must make sure that our interpretation of the aesthetic purpose is representative of the actual fullness and manysidedness of it; we should observe, for example, that sensuous pleasure is not all that we seek from art; that truth of some kind we seek besides; and yet that in some sort of union we want both.
This clearing up can be accomplished only in closest touch with the actual experience of beauty; it must be performed upon our working preferences and judgments. It must be an interpretation of the actual history of art. There is no a priori method of establishing aesthetic standards. Just as no one can discover his life purpose apart from the process of living, or the purpose of another except through sympathy; so no one can know the meaning of art except through creating and enjoying and entering into the aesthetic life of other artists and art lovers.
This so-called normative--perhaps better, critical--moment in aesthetics introduces an inevitable personal element into every discussion of the subject. Even as every artist seeks to convince his public that what he offers is beautiful, so every philosopher of art undertakes to persuade of the validity of his own preferences. I would not make any secret of this with regard to the following pages of this book. Yet this intrusion of personality need not be harmful, but may, on the contrary, be valuable. It cannot be harmful if the writer proceeds undogmatically, making constant appeals to the judgment of his readers and claiming no authority for his statements except in so far as they find favor there. Influence rather than authority is what he should seek. In presenting his views, as he must, he should strive to stimulate the reader to make a clear and consistent formulation of his own preferences rather than to impose upon him standards ready made. And the good of the personal element comes from the power which one strong preference or conviction has of calling forth another, and compelling it to the discovery and defense of its grounds.
In so far as aesthetics is studied by the objective method it is a branch of psychology. Aesthetic facts are mental facts. A work of art, no matter how material it may at first seem to be, exists only as perceived and enjoyed. The marble statue is beautiful only when it enters into and becomes alive in the experience of the beholder. Keys and strings and vibrations of the air are but stimuli for the auditory experience which is the real nocturne or etude. Ether vibrations and the retina upon which they impinge are nothing more than instruments for the production of the colors which, together with the interpretation of them in terms of ideas and feelings, constitute the real picture which we appreciate and judge. The physical stimuli and the physiological reactions evoked by them are important for our purpose only so far as they help us to understand the inner experiences with which they are correlated. A large part of our work, therefore, will consist in the psychological analysis of the experience of art and the motives underlying its production. We shall have to distinguish the elements of mind that enter into it, show their interrelations, and differentiate the total experience from other types of experience. Since, moreover, art is a social phenomenon, we shall have to draw upon our knowledge of social psychology to illumine our analysis of the individual's experience. Art is a historical, even a technical, development; hence the personal enjoyment of beauty itself is conditioned by factors that spring from the traditions of groups of artists and art lovers. No one can understand his pleasure in beauty apart from the pleasure of others.
In so far, on the other hand, as aesthetics is an attempt to define the purpose of art and so to formulate the standards presupposed in judgments of taste, it is closely related to criticism. The relation is essentially that between theory and the application of theory. It is the office of the critic to deepen and diffuse the appreciation of particular works of art. For this purpose he must possess standards; but he need not be, and in fact often is not, aware of them. A fine taste may serve his ends. Not infrequently, however, the critic endeavors to make clear to himself and his readers the principles he is employing. Now, on its normative side, aesthetics is ideally the complete rationale of criticism, the systematic achievement, for its own sake, of what the thoughtful critic attempts with less exactness and for the direct purpose of appreciation. It is beyond the province of aesthetics to criticize any particular work of art, except by way of illustration. The importance of illustration for the sake of explaining and proving general principles is, however, fundamental; for, as we have seen, a valuable aesthetic theory is impossible unless developed out of the primary aesthetic life of enjoyment and estimation, a life of contact with individual beautiful things. No amount of psychological skill in analysis or philosophical aptitude for definition can compensate for want of a real love of beauty,--of the possession of something of the artistic temperament. People who do not love art, yet study it from the outside, may contribute to our knowledge of it through isolated bits of analysis, but their interpretations of its more fundamental nature are always superficial. Hence, just as the wise critic will not neglect aesthetics, so the philosopher of art should be something of a critic. Yet the division of labor is clear enough. The critic devotes himself to the appreciation of some special contemporary or historical field of art--Shakespearean drama, Renaissance sculpture, Italian painting, for example; while the philosopher of art looks for general principles, and gives attention to individual works of art and historical movements only for the purpose of discovering and illustrating them. And, since the philosopher of art seeks a universal idea of art rather than an understanding of this or that particular work of art, an intimate acquaintance with a few examples, through which this idea can be revealed to the loving eye, is of more importance than a wide but superficial aesthetic culture.
In our discussion thus far, we have been assuming the possibility of aesthetic theory. But what shall we say in answer to the mystic who tells us that beauty is indefinable? First of all, I think, we should remind him that his own thesis can be proved or refuted only through an attempt at a scientific investigation of beauty. Every attempt to master our experience through thought is an adventure; but the futility of adventures can be shown only by courageously entering into them. And, although the failure of previous efforts may lessen the probabilities of success in a new enterprise, it cannot prove that success is absolutely impossible. Through greater persistence and better methods the new may succeed where the old have failed. Moreover, although we are ready to grant that the pathway to our goal is full of pitfalls, marked by the wreckage of old theories, yet we claim that the skeptic or the mystic can know of their existence only by traveling over the pathway himself; for in the world of the inner life nothing can be known by hearsay. If, then, he would really know that the road to theoretical insight into beauty is impassable, let him travel with us and see; or, if not with us, alone by himself or with some one wiser than we as guide; let him compare fairly and sympathetically the results of theoretical analysis and construction with the data of his firsthand experience and observe whether the one is or is not adequate to the other.
Again, the cleft between thought and feeling, even subtle and fleeting aesthetic feeling, is not so great as the mystics suppose. For, after all, there is a recognizable identity and permanence even in these feelings; we should never call them by a common name or greet them as the same despite their shiftings from moment to moment if this were not true. Although whatever is unique in each individual experience of beauty, its distinctive flavor or nuance, cannot be adequately rendered in thought, but can only be felt; yet whatever each new experience has in common with the old, whatever is universal in all aesthetic experiences, can be formulated. The relations of beauty, too, its place in the whole of life, can be discovered by thought alone; for only by thought can we hold on to the various things whose relations we are seeking to establish; without thought our experience falls asunder into separate bits and never attains to unity. Finally, the mystics forget that the life of thought and the life of feeling have a common root; they are both parts of the one life of the mind and so cannot be foreign to each other.
The motive impelling to any kind of undertaking is usually complex, and that which leads to the development of aesthetic theory is no exception to the general rule. A disinterested love of understanding has certainly played a part. Every region of experience invites to the play of intelligence upon it; the lover of knowledge, as Plato says, loves the whole of his object. Yet even intelligence, insatiable and impartial as it is, has its predilections. The desire to understand a particular type of thing has its roots in an initial love of it. As the born botanist is the man who finds joy in contact with tree and moss and mushroom, so the student of aesthetics is commonly a lover of beauty. And, although the interest which he takes in aesthetic theory is largely just the pleasure in possessing clear ideas, one may question whether he would pursue it with such ardor except for the continual lover's touch with picture and statue and poem which it demands. For the intelligent lover of beauty, aesthetic theory requires no justification; it is as necessary and pleasurable for him to understand art as it is compulsive for him to seek out beautiful things to enjoy. To love without understanding is, to the thoughtful lover, an infidelity to his object. That the interest in aesthetic theory is partly rooted in feeling is shown from the fact that, when developed by artists, it takes the form of a defense of the type of art which they are producing. The aesthetic theory of the German Romanticists is an illustration of this; Hebbel and Wagner are other striking examples. These men could not rest until they had put into communicable and persuasive form the aesthetic values which they felt in creation. And we, too, who are not artists but only lovers of beauty, find in theory a satisfaction for a similar need with reference to our preferences.
DEFINITION OF ART
Since it is our purpose to develop an adequate idea of art, it might seem as if a definition were rather our goal than our starting point; yet we must identify the field of our investigations and mark it off from other regions; and this we can do only by means of a preliminary definition, which the rest of our study may then enrich and complete.
We shall find it fruitful to begin with the definition recently revived by Croce: art is expression; and expression we may describe, for our own ends, as the putting forth of purpose, feeling, or thought into a sensuous medium, where they can be experienced again by the one who expresses himself and communicated to others. Thus, in this sense, a lyric poem is an expression--a bit of a poet's intimate experience put into words; epic and dramatic poetry are expressions--visions of a larger life made manifest in the same medium. Pictures and statues are also expressions; for they are embodiments in color and space-forms of the artists' ideas of visible nature and man. Works of architecture and the other industrial arts are embodiments of purpose and the well-being that comes from purpose fulfilled.
No matter what further purposes artistic expressions may serve, they are produced and valued for themselves; we linger in them; we neither merely execute them mechanically, as we do automatic expressions, nor hasten through them, our minds fixed upon some future end to be gained by them, as is the case with practical expressions. Both for the artist and the appreciator, they are ends in themselves. Compare, for example, a love poem with a declaration of love. The poem is esteemed for the rhythmic emotional experience it gives the writer or reader; the declaration, even when enjoyed by the suitor, has its prime value in its consequences, and the quicker it is over and done with and its end attained the better. The one, since it has its purpose within itself, is returned to and repeated; the other, being chiefly a means to an end, would be senseless if repeated, once the end that called it forth is accomplished. The value of the love poem, although written to persuade a lady, cannot be measured in terms of its mere success; for if beautiful, it remains of worth after the lady has yielded, nay, even if it fails to win her. Any sort of practical purpose may be one motive in the creation of a work of art, but its significance is broader than the success or failure of that motive. The Russian novel is still significant, even now, alter the revolution. As beautiful, it is of perennial worth and stands out by itself. But practical expressions are only transient links in the endless chain of means, disappearing as the wheel of effort revolves. Art is indeed expression, but free or autonomous expression.
The freedom of aesthetic expression is, however, only an intensification of a quality that may belong to any expression. For, in its native character, expression is never merely practical; it brings its own reward in the pleasure of the activity itself. Ordinarily, when a man makes something embodying his need or fancy, or says something that expresses his meaning, he enjoys himself in his doing. There is naturally a generous superfluity in all human behavior. The economizing of it to what is necessary for self-preservation and dominion over the environment is secondary, not primary, imposed under the duress of competition and nature. Only when activities are difficult or their fruits hard to get are they disciplined for the sake of their results alone; then only does their performance become an imperative, and nature and society impose upon them the seriousness and constraint of necessity and law. But whenever nature and the social organization supply the needs of man ungrudgingly or grant him a respite from the urgency of business, the spontaneity of his activities returns. The doings of children, of the rich, and of all men on a holiday illustrate this. Compare, for example, the speech of trade, where one says the brief and needful thing only, with the talk of excursionists, where verbal expression, having no end beyond itself, develops at length and at leisure; where brevity is no virtue and abundant play takes the place of a narrow seriousness.
But we have not yet so limited the field of expression that it becomes equivalent to the aesthetic; for not even all of free expression is art. The most important divergent type is science. Science also is expression,--an embodiment in words, diagrams, mathematical symbols, chemical formula, or other such media, of thoughts meant to portray the objects of human experience. Scientific expressions have, of course, a practical function; concepts are "plans of action" or servants of plans, the most perfect and delicate that man possesses. Yet scientific knowledge is an end in itself as well as a utility; for the mere construction and possession of concepts and laws is itself a source of joy; the man of science delights in making appropriate formulations of nature's habits quite unconcerned about their possible uses.
The central difference is this. The former are descriptions not of things only, but of the artist's reactions to things, his mood or emotion in their presence. They are expressions of total, concrete experiences, which include the self of the observer as well as the things he observes. Scientific descriptions, on the other hand, render objects only; the feelings of the observer toward them are carefully excluded. Science is intentionally objective,--from the point of view of the artistic temperament, dry and cold. Even the realistic novel and play, while seeking to present a faithful picture of human life and to eliminate all private comment and emotion, cannot dispense with the elementary dramatic feelings of sympathy, suspense, and wonder. sthetic expression is always integral, embodying a total state of mind, the core of which is some feeling; scientific expression is fragmentary or abstract, limiting itself to thought. Art, no less than science, may contain truthful images of things and abstract ideas, but never these alone; it always includes their life, their feeling tones, or values. Because philosophy admits this element of personality, it is nearer to art than science is. Yet some men of science, like James and Huxley, have made literature out of science because they could not help putting into their writings something of their passionate interest in the things they discovered and described.
The, necessity in art for the expression of value is, I think, the principal difference between art and science, rather than, as Croce supposes, the limitation of art to the expression of the individual and of Science to the expression of the concept. For, on the one hand, science may express the individual; and, on the other hand, art may express the concept. The geographer, for example, describes and makes maps of particular regions of the earth's surface; the astronomer studies the individual sun and moon. Poets like Dante, Lucretius, Shakespeare, and Goethe express the most universal concepts of ethics or metaphysics. But what makes men poets rather than men of science is precisely that they never limit themselves to the mere clear statement of the concept, but always express its human significance as well. A theory of human destiny is expressed in Prospero's lines--
We are such stuff As dreams are made of, and our little life Is rounded with a sleep;
but with overtones of feeling at the core. Or consider the passion with which Lucretius argues for a naturalistic conception of the universe. And the reason why poets clothe their philosophical expressions in concrete images is not because of any shame of the concept, but just in order the more easily and vividly to attach and communicate their emotion. Their general preference for the concrete has the same motive; for there are only a few abstractions capable of arousing and fixing emotion.
Even as an element of spontaneity is native to all expression, so originally all expression is personal. This is easily observable in the child. His first uses of words as well as of things are touched with emotion. Every descriptive name conveys to him his emotional reaction to the object; disinterested knowledge does not exist for him; every tool, a knife or a fork, means to him not only something to be used, but the whole background of feelings which its use involves. Our first perceptions of things contain as much of feeling and attitude as of color and shape and sound and odor. Pure science and mere industry are abstractions from the original integrity of perception and expression; mutilations of their wholeness forced upon the mind through the stress of living. To be able to see things without feeling them, or to describe them without being moved by their image, is a disciplined and derivative accomplishment. Only as the result of training and of haste do the forms and colors of objects, once the stimuli to a wondering and lingering attention, become mere cues to their recognition and employment, or mere incitements to a cold and disinterested analysis and description. Knowledge may therefore enter into beauty when, keeping its liberality, it participates in an emotional experience; and every other type of expression may become aesthetic if, retaining its native spontaneity, it can acquire anew its old power to move the heart. To be an artist means to be, like the child, free and sensitive in envisaging the world.
On the same terms, life as remembered or observed or lived, may have the quality of beauty. In reverie we turn our attention back over events in our own lives that have had for us a rare emotional significance; these events then come to embody the wonder, the interest, the charm that excited us to recollect them. Here the activity of remembering is not a mere habit set going by some train of accidental association; or merely practical, arising for the sake of solving some present problem by applying the lesson of the past to it; or finally, not unpleasantly insistent, like the images aroused by worry and sorrow, but spontaneous and self-rewarding, hence beautiful. There are also events in the lives of other people, and people themselves, whose lives read like a story, which, by absorbing our pity or joy or awe, claim from us a like fascinated regard. And there are actions we ourselves perform, magnificent or humble, like sweeping a room, which, if we put ourselves into them and enjoy them, have an equal charm. And they too have the quality of beauty.
Despite the community between beautiful nature and art, the differences are striking. Suppose, in order fix our ideas, we compare one of Monet's pictures of a lily pond with the aesthetic appreciation of the real pond. The pond is undoubtedly beautiful every time it is seen; with its round outline, its sunlit, flower-covered surface, its background of foliage, it is perhaps the source and expression of an unfailing gladness and repose. Now the painting has very much the same value, but with these essential differences. First, the painting is something deliberately constructed and composed, the artist himself controlling and composing the colors and shapes, and hence their values also; while the natural beauty is an immediate reaction to given stimuli, each observer giving meaning to his sensations without intention or effort. Like the beauty of woman, it is almost a matter of instinct. In natural beauty, there is, to be sure, an element of conscious intention, in so far as we may purposely select our point of view and hold the object in our attention; hence this contrast with art, although real and important, is not absolute. Moreover, beauty in perception and memory is the basis of art; the artist, while he composes, nevertheless partly transcribes significant memories and observations. Yet, although relative, the difference remains; art always consists of works of art, natural beauty of more immediate experiences. And from this difference follows another--the greater purity and perfection of art. The control which the artist exerts over his material enables him to make it expressive all through; every element conspires toward the artistic end; there are no irrelevant or recalcitrant parts, such as exist in every perception of nature. Last, the beauty of the painting, because created in the beholder through a fixed and permaneat mechanism constructed by the artist, is communicable and abiding, whereas the immediate beauty of nature is incommunicable and transient. Since the sthetic perception of nature has its starting point in variable aspects that never recur, no other man could see or feel the lily pond as Monet saw and felt it. And, although in memory we may possess a silent gallery of beautiful images, into which we may enter privately as long as we live, in the end the flux has its way and at death shatters this treasure house irrevocably. Hence, only if the beauty of the lily pond is transferred to a canvas, can it be preserved and shared.
The work of art is the tool of the aesthetic life. Just as organic efficiency is tied to the nerve and muscle of the workman and cannot be transferred to another, but the tool, on the other hand, is exchangeable and transmissible ; and just as efficiency is vastly increased by the use of tools ; so, through works of art, aesthetic capacity and experience are enhanced and become common possessions, a part of the spiritual capital of the race. Moreover, even as each invention becomes the starting point for new ones that are better instruments for practical ends; so each work of art becomes the basis for new experiments through which the aesthetic expression of life attains to higher levels. Monet's own art, despite its great originality, was dependent upon all the impressionists, and they, even when they broke away from, were indebted to, the traditions of French painting established by centuries. Through art, the aesthetic life, which otherwise would be a private affair, receives a social sanction and assistance.
That permanence and communication of expression are essential to a complete conception of art can be discerned by looking within the artistic impulse itself. However much the artist may affect indifference to the public, he creates expecting to be understood. Mere self- expression does not satisfy him; he needs in addition appreciation. Deprived of sympathy, the artistic impulse withers and dies or supports itself through the hope of eventually finding it. The heroism of the poet consists in working on in loneliness; but his crown of glory is won only when all men are singing his songs. And every genuine artist, as opposed to the mere improviser or dilettante, wishes his work to endure. Having put his substance into it, he desires its preservation as he does his own. His immortality through it is his boast.
Art is not mere inspiration, the transient expression of private moods, but a work of communication, meant to endure.
There are certain distinguishing characteristics of aesthetic expression all of which are in harmony with the description we have given of it. In the first place, in art the sensuous medium of the expression receives an attention and possesses a significance not to be found in other types of expression. Although every one hears, no one attends to the sound of the voice in ordinary conversation; one looks through it, as through a glass, to the thought or emotion behind. In our routine perceptions of nature, we are not interested in colors and shapes on their own account, but only in order that we may recognize the objects possessing them; in a scientific woodcut also, they are indifferent to us, except in so far as they impart correct information about the objects portrayed. Outside of art, sensation is a mere transparent means to the end of communication and recognition. Compare the poem, the piece of music, the artistic drawing or painting. There the words or tones must be not only heard but listened to; the colors and lines not only seen but held in the eye; of themselves, apart from anything they may further mean, they have the power to awaken feeling and pleasure. And this is no accident. For the aesthetic expression is meant to possess worth in itself and is deliberately fashioned to hold us to itself, and this purpose will be more certainly and effectively accomplished if the medium of the expression has the power to move and please. We enter the aesthetic expression through the sensuous medium; hence the artist tries to charm us at the start and on the outside; having found favor there, he wins us the more easily to the content lying within.
A second characteristic distinguishing aesthetic expressions from other expressions is their superior unity. In the latter, the unity lies in the purpose to be attained or in the content of the thought expressed; it is teleological or logical. The unity of a chair is its purpose, which demands just such parts and in just such a mechanical arrangement; the unity of a business conversation is governed by the bargain to be closed, requiring such words and such only, and in the appropriate logical and grammatical order. The unity of an argument is the thesis to be proved; the unity of a diagram is the principle to be illustrated or the information to be imparted. Compare the unity of a sonnet or a painting. In a sonnet, there is a unity of thought and sentiment creating a fitting grammatical unity in language, but in addition a highly elaborate pattern in the words themselves that is neither grammatical nor logical. In a painting, besides the dramatic unity of the action portrayed, as in a battle scene; or of the spatial and mechanical togetherness of things, as in a landscape; there is a harmony of the colors, a composition of the lines and masses themselves, not to be found in nature. And, although the general shape and arrangement of the parts of a useful object is dominated by its purpose, if it is also beautiful--a Louis Seize chair, for example--there is, besides, a design that cannot be explained by use. In artistic expressions, therefore, there exists a unity in the material, superposed upon the unity required by the purpose or thought expressed. And this property follows from the preceding. For, since the medium is valuable in itself, the mind, which craves unity everywhere, craves it there also, and lingers longer and more happily on finding it; and, since the medium can be expressive, the unity of the fundamental mood of the thought expressed will overflow into and pervade it. Hence there occurs an autonomous development of unity in the material, raising the total unity of the expression to a higher power.
THE INTRINSIC VALUE OF ART
Our definition of art can be complete only if it enables us to understand the value of art. The reader may well ask what possible value expression can have when it becomes an end in itself. "I can understand," he may say, "the value of expression for the sake of communication and influence, but what value can it have of itself?" At this point, moreover, we are concerned with the intrinsic value immediately realized in the experience of art, not with further values that may result from it. Art, no less than practical expression, may have effects on other experiences, which have to be considered in measuring its total worth; but these we shall leave for investigation in our last chapters, after we have reached our fullest comprehension of art; we are interested now, in order to test and complete our definition, in the resident value only. As a help toward reaching a satisfactory view, let us examine critically some of the chief theories in the field. First, the theory, often called "hedonistic," that the value of art consists in the satisfactions of sense which the media of aesthetic expression afford--the delight in color and sound and rhythmical movement of line and form. The theory finds support in the industrial arts, where beauty often seems to be only a luxurious charm supervening upon utility; but also in painting and sculpture when appreciated in their decorative capacity as "things of beauty." There is a partial truth in this theory; for, as we have seen, the sensuous media of all the arts tend to be developed in the direction of pleasure; and no man who lacks feeling for purely sensuous values can enter into the fullness of the aesthetic experience. But the theory fails in not recognizing the expressive function of sensation in art. As Goethe said, art was long formative, that is, expressive, before it was beautiful, in the narrow sense of charming. In order to be beautiful, it is not enough for a work of art to offer us delightful colors and lines and sounds; it must also have a meaning--it must speak to us, tell us something.
The second theory which I shall examine is the moralistic or Platonic. According to this, art is an image of the good, and has value in so far as through expression it enables us to experience edifying emotions or to contemplate noble objects. The high beauty of the "Sistine Madonna," for example, would be explained as identical with the worth of the religious feelings which it causes in the mind of the beholder. The advantage of art over life is supposed to consist in its power to create in the imagination better and more inspiring objects than life can offer, and to free and control the contemplation of them. This is the narrower interpretation of the theory. When the notion of the good is liberalized so as to include innocent happiness as well as the strictly ethical and religious values, beauty is conceded to belong to pictures of fair women and children, and to lyrics and romances, provided there is nothing in them to shock the moral sense. Aesthetic value is the reflection--the imaginative equivalent--of moral or practical value.
The prime difficulty of this theory is its inadequacy as an interpretation of the whole of actual art; for, in order to find support among existing examples, it is compelled to make an arbitrary selection of such as can be made to fit it. Actual art is quite as much an image of evil as of good; there is nothing devilish which it has not represented. And this part of art is often of the highest aesthetic merit. Velasquez's pictures of dwarfs and degenerate princes are as artistic as Raphael's Madonnas; Goethe's Mephistopheles is one of his supreme artistic achievements; Shakespeare is as successful artistically in his delineation of Lady Macbeth as of Desdemona. Now for us who claim that the purpose of art must be divined from the actual practice of artists, from the inside, and should not be an arbitrary construction, from the outside, the existence of such examples is sufficient to refute the theory in question. If the artist finds a value in the representation of evil, value exists there and can be discovered.
If, indeed, the sole effect of artistic expression were to bring to the mind objects and emotions in the same fashion that ordinary life does, then the value of art, the image of life, would be a function of the value of the life imaged. And just as one seeks contact with the good in real life and avoids the evil, so one would seek in art imaginative contact with the good alone. But expression, and above all artistic expression, does something more than present objects to the imagination and arouse emotions. Art is not life over again, a mere shadow of life; if it were, what would be its unique value? who would not prefer the substance to the shadow? The expression of life is not life itself; hence, even if the evil in life be always evil, the expression of it may still be a good.
Another theory, often called the "intellectualistic" theory, claims that the purpose of art is truth. "Beauty is truth; truth, beauty." The immediate pleasure which we feel in the beautiful is the same as the instant delight in the apprehension of truth. There is no difference in purpose or value between science and art, but only a difference in method--science presents truth in the form of the abstract judgment; art, in the form of the concrete image or example.
If by truth, therefore, be meant a description or image of matters of fact, then surely it is not the purpose of art to give us this truth. The artist, to be sure, may give this, as when the landscapist paints some locality dear to his client or the portraitist paints the client himself; but he does not need to do this, and the aesthetic value of his work is independent of it; for the picture possesses its beauty even when we know nothing of its model. In the language of current philosophy, truth in the sense of the correspondence of a portrayal to an object external to the portrayal, is not "artistic truth."
Aesthetic value, therefore, is not alone sensuous value or ethical or scientific or philosophical value. A work of art may contain one or all of these values; but they do not constitute its unique value as art. The foregoing attempts to define the value of art fail because they renounce the idea of unique value, substituting goodness, sensuous pleasure, or truth-values found outside of art. But the intrinsic value of art must be unique, for it is the value of a unique activity--the free expression of experience in a form delightful and permanent, mediating communication. And this value we should be able to discover by seeking the difference which supervenes upon experience through expression of this kind.
Apart from expression, experience may be vivid and satisfactory as we feel and think and dream and act; yet it is always in flux, coming and going, shifting and unaware. But through expression it is arrested by being attached to a permanent form, and there can be retained and surveyed. Experience, which is otherwise fluent and chaotic, or when orderly too busy with its ends to know itself, receives through expression the fixed, clear outlines of a thing, and can be contemplated like a thing. Every one has verified the clarifying effect of expression upon ideas, how they thus acquire definiteness and coherence, so that even the mind that thinks them can hold them in review. But this effect upon feeling is no less sure. The unexpressed values of experience are vague strivings embedded in chaotic sensations and images; these expression sorts and organizes by attaching them to definite ordered symbols. Even what is most intimate and fugitive becomes a stable object. When put into patterned words, the subtlest and deepest passions of a poet, which before were felt in a dim and tangled fashion, are brought out into the light of consciousness. In music, the most elusive moods, by being embodied in ordered sounds, remain no longer subterranean, but are objectified and lifted into clearness. In the novel or drama, the writer is able not only to enact his visions of life in the imagination, but, by bodying them forth in external words and acts, to possess them for reflection. In painting, all that is seen and wondered at in nature is seen with more delicacy and discrimination and felt with greater freedom; or the vague fancies which a heated imagination paints upon the background of the mind come out more vivid and better controlled, when put with care upon a canvas.
Even ordinary expression, of course, arrests and clarifies experience, enabling us to commune with ourselves; but since its purpose is usually beyond itself, this result is hasty and partial, limited to what is needful for the practical end in view. In art alone is this value complete. For there, life is intentionally held in the medium of expression, put out into color and line and sound for the clear sight and contemplation of men. The aim is just to create life upon which we may turn back and reflect.
This effect of artistic expression upon experience has usually been called "intuition." Because of its connotation of mysterious knowledge, intuition is not a wholly satisfactory word, yet is probably as good as any for the purpose of denoting what artists and philosophers of art have had in mind and what we have been trying to describe. Other terms might also serve--vision, sympathetic insight . Intuition is opposed, on the one hand, to crude unreflecting experience that never observes itself as a whole or attains to clearness and self-possession; and, on the other hand, to science, which gives the elements and relations of an experience, the classes to which it belongs, but loses its uniqueness and its values. Science elaborates concepts of things, gives us knowledge about things; art presents us with the experience of things purified for contemplation. Scientific truth is the fidelity of a description to the external objects of experience; artistic truth is sympathetic vision--the organization into clearness of experience itself.
Compare, for illustration, life as we live it from day to day with our delineation of it as we recall it and tell it to an intimate companion; and then compare that with the analysis and classification of it which some psychologist or sociologist might make. Or compare the kind of knowledge of human nature that we get from Shakespeare or Moliere with the sort that we get from the sciences. In the one case, knowledge attends a personal acquaintance with the experience, a bringing of it home, a feeling for its values, a realization of the inner necessity of its elements; in the other, it is a mere set of concepts. Or finally, compare the knowledge of the human figure contained in an anatomist's manual with a painting of it, where we not only see it, but in the imagination touch it and move with it, in short live with it.
Yet in appreciation, as in creation, expression results in intuition. Appreciation is no mere imagining, transitory and lawless like a daydream. The activity of the imagination is so organized in a permanent and perspicuous form that we not only live it, but possess it as an object. The activities engaged in building up the work of art in my own mind are not the whole of me; judgment remains free to watch and synthesize those that are being crystallized there. In looking at a portrait, for example, the process of interpreting the life represented is ancillary to a total judgment of character. In the novel or drama, no matter with what abandon I put myself into the persons and situations, the expression of them in outward words and acts, and the organization which the artist has imposed upon them, makes of them permanent objects for reflection, not mere modes of feeling and imagining to endure. Self-expression that does not attain to objectivity is incomplete as art. Even music and lyric poetry are something more than mere feeling. In all genuine art, experience takes on permanence and form--a synthesis, a total meaning, supervenes within the flux of impressions and ideas and moods, not excluding, but embracing and controlling them. That is intuition.
The insight into experience which art provides is the more valuable because it is communicable; to possess it alone would be a good, but to share it is better. All values become enhanced when we add to them the joy of fellow feeling. The universality of aesthetic expression carries with it the universality of aesthetic insight. Merely private and unutterable inspirations are not art. Beauty does for life what science does for intelligence; even as the one universalizes thought, so the other universalizes values. In expressing himself, the artist creates a form into which all similar experiences can be poured and out of which they can all be shared. When, for example, we listen to the hymns of the church or read the poems of Horace, the significance of our experience is magnified because we find the feelings of millions there; we are in unison with a vast company living and dead. No thing of beauty is a private possession. All artists feed on one another and into each experience of art has gone the mind-work of the ages.
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